SR-FINRA-2010-011

Proposed Rule Change to Modify Certain FINRA/Nasdaq Trade Reporting Facility Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7620A to modify certain fees applicable to members that use the FINRA/Nasdaq Trade Reporting Facility (the “FINRA/Nasdaq TRF”).

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 85.49 KB
Notice of Filing and Immediate EffectivenessPDF - 60.75 KB