Proposed Rule Change to Amend FINRA Rule 8210 to Require Encryption of Information Provided via Portable Media Device

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 8210 to require that information provided via portable media device pursuant to a request under the rule be encrypted.

DateTitleFormat - SizeStatus
6/3/2010Text of Proposed Rule ChangePDF - 63.26 KB
6/25/2010Federal Register NoticePDF - 66.63 KB
7/22/2010Extension No. 1PDF - 27.4 KB
8/27/2010Extension No. 2PDF - 26.11 KB
9/14/2010Response to CommentsPDF - 980.76 KB
10/6/2010Approval OrderPDF - 60.93 KB