Proposed Rule Change Relating to FINRA Trade Reporting Notice on Price Validation and Price-Override Protocol

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a FINRA Trade Reporting Notice (“Notice”) that explains the price validation protocol of the FINRA trade reporting facilities and sets forth guidance on the use of the price-override indicator in trade reports. Members are required to make systems changes necessary to trade report in accordance with the Notice no later than November 16, 2010.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 923.02 KB
Notice of Filing and Immediate EffectivenessPDF - 57.71 KB