Proposed Rule Change to Permit a One-Time Waiver of Late Fees Assessable Pursuant to FINRA Rule 6490

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to permit a one-time waiver of late fees assessable pursuant to FINRA Rule 6490.

DateTitleFormat - SizeStatus
11/12/2010Text of Proposed Rule ChangePDF - 69.29 KB
12/1/2010Notice of Filing and Immediate EffectivenessPDF - 70.63 KB