SR-FINRA-2010-060

Proposed Rule Change to Update Certain Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update cross-references within certain FINRA rules to reflect changes adopted in the consolidated FINRA rulebook and to make non-substantive technical changes to certain FINRA Rules.

DateTitleFormat - SizeStatus
11/10/2010Text of Proposed Rule ChangePDF - 132.51 KB
11/22/2010Notice of Filing and Immediate EffectivenessPDF - 69.98 KB