Proposed Rule Change to Update a Cross-Reference in FINRA Rule 2232 (Customer Confirmations)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update a certain cross-reference in FINRA Rule 2232 (Customer Confirmations) to reflect changes adopted in the consolidated FINRA rulebook.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 66.84 KB
Notice of Filing and Immediate EffectivenessPDF - 143.04 KB