Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 1 of Schedule A to the FINRA By-Laws to provide an alternative method of calculating the Trading Activity Fee (“TAF”) for transactions in Asset-Backed Securities.

This rule filing has been withdrawn.

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Withdrawal of Proposed Rule ChangePDF - 27.46 KB