Proposed Rule Change to Provide Additional Time to Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide additional time to report certain Reportable TRACE Transactions and waive concomitant transaction reporting fees.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 66.08 KB
Notice of Filing and Immediate EffectivenessPDF - 147.48 KB