Proposed Rule Change to Amend the Customer Code to Correct Cross-References to Rules that were Changed by Another Rule Filing

Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend various rules of the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) to correct cross-references to rules that were changed by another rule filing.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 67.34 KB
Notice of Filing and Immediate EffectivenessPDF - 187.88 KB