SR-FINRA-2011-012

Proposed Rule Change to the FINRA Rule 6700 Series and FINRA Rule 7730 (TRACE)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 6700 Series and FINRA Rule 7730 relating to TRACE reporting of Asset-Backed Securities.

DateTitleFormat - SizeStatus
3/3/2011Text of Proposed Rule ChangePDF - 195.72 KB
3/21/2011Federal Register NoticePDF - 201.21 KB
4/14/2011Notice of Designation of a Longer Period for Commission ActionPDF - 180.28 KB
8/15/2011Approval OrderPDF - 51.96 KB