SR-FINRA-2011-012

Proposed Rule Change to the FINRA Rule 6700 Series and FINRA Rule 7730 (TRACE)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 6700 Series and FINRA Rule 7730 relating to TRACE reporting of Asset-Backed Securities.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 195.72 KB
Federal Register NoticePDF - 201.21 KB
Notice of Designation of a Longer Period for Commission ActionPDF - 180.28 KB
Approval OrderPDF - 51.96 KB