Proposed Rule Change to the FINRA Rule 6700 Series and FINRA Rule 7730 (TRACE)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the FINRA Rule 6700 Series and FINRA Rule 7730 relating to TRACE reporting of Asset-Backed Securities.
|Date||Title||Format - Size||Status|
|3/3/2011||Text of Proposed Rule Change||PDF - 195.72 KB|
|3/21/2011||Federal Register Notice||PDF - 201.21 KB|
|4/14/2011||Notice of Designation of a Longer Period for Commission Action||PDF - 180.28 KB|
|8/15/2011||Approval Order||PDF - 51.96 KB|