Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Operations Professional (“Series 99”) Examination Program

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) the selection specifications and content outline for the Operations Professional (“Series 99”) examination program.

DateTitleFormat - SizeStatus
8/19/2011Text of Proposed Rule ChangePDF - 941.67 KB
9/7/2011Notice of Filing and Immediate EffectivenessPDF - 153.5 KB