Proposed Rule Change Relating to Fee for the Operations Professional Examination
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Schedule A to the FINRA By-Laws to establish a fee for the new Operations Professional Examination ("Series 99").
|Date||Title||Format - Size||Status|
|8/19/2011||Text of Proposed Rule Change||PDF - 88.11 KB|
|9/7/2011||Notice of Filing and Immediate Effectiveness||PDF - 153.52 KB|
|9/19/2011||Notice of Filing and Immediate Effectiveness (Correction)||PDF - 137.43 KB|