Proposed Rule Change Relating to Fee for the Operations Professional Examination

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Schedule A to the FINRA By-Laws to establish a fee for the new Operations Professional Examination ("Series 99").

DateTitleFormat - SizeStatus
8/19/2011Text of Proposed Rule ChangePDF - 88.11 KB
9/7/2011Notice of Filing and Immediate EffectivenessPDF - 153.52 KB
9/19/2011Notice of Filing and Immediate Effectiveness (Correction)PDF - 137.43 KB