Proposed Rule Change to Amend Rule 7730 Regarding TRACE Reporting Fees For Transactions in Agency Pass-Through Mortgage-Backed Securities Traded “To Be Announced”

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to establish a transaction reporting fee of $1.50 per transaction for a TRACE-Eligible Security that is an Agency Pass-Through Mortgage-Backed Security traded “to be announced” and to incorporate minor technical amendments.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 81.58 KB
Notice of Filing and Immediate EffectivenessPDF - 153.09 KB