SR-FINRA-2011-068

Proposed Rule Change to Amend FINRA Rule 6121.01 (Trading Pauses)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("Commission") a proposed rule change to amend FINRA Rule 6121.01 (Trading Pauses) to exclude all rights and warrants from the trading pause pilot.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 70.62 KB
Notice of Filing and Immediate EffectivenessPDF - 150.72 KB