SR-FINRA-2011-070

Proposed Rule Change to Amend FINRA Rule 4512 (Customer Account Information)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rule 4512 (Customer Account Information) to except institutional accounts from the requirements of FINRA Rule 4512(a)(1)(C).

DateTitleFormat - SizeStatus
12/2/2011Text of Proposed Rule ChangePDF - 65.47 KB
12/9/2011Approval OrderPDF - 151.75 KB