SR-FINRA-2012-001

Proposed Rule Change to Amend FINRA Rule 4560 (Short-Interest Reporting)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rule 4560 (Short-Interest Reporting).

DateTitleFormat - SizeStatus
1/10/2012Text of Proposed Rule ChangePDF - 62.61 KB
1/20/2012Amendment No. 1 to Proposed Rule ChangePDF - 45.7 KB
1/30/2012Federal Register NoticePDF - 154.76 KB
3/15/2012Extension No. 1PDF - 25.95 KB
4/24/2012Response to CommentsPDF - 93.36 KB
4/23/2012Amendment No. 2 to Proposed Rule ChangePDF - 51.11 KB
5/3/2012Approval OrderPDF - 206.45 KB