SR-FINRA-2012-012

Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s Customer and Industry Codes of Arbitration Procedure to raise the limit for simplified arbitration from $25,000 to $50,000.

DateTitleFormat - SizeStatus
2/9/2012Text of Proposed Rule ChangePDF - 64.42 KB
2/28/2012Federal Register NoticePDF - 151.5 KB
4/2/2012Extension No. 1PDF - 25.94 KB
4/19/2012Response to CommentsPDF - 158.21 KB
5/9/2012Approval OrderPDF - 176.55 KB