Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s rules relating to the handling of stop and stop limit orders.
|Title||Format - Size||Status|
|Text of Proposed Rule Change||PDF - 70.15 KB|
|Federal Register Notice||PDF - 202.03 KB|
|Notice of Designation of a Longer Period for Commission Action||PDF - 172.72 KB|
|Response to Comments||PDF - 88.17 KB|
|Approval Order||PDF - 202.87 KB|