Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s rules relating to the handling of stop and stop limit orders.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 70.15 KB
Federal Register NoticePDF - 202.03 KB
Notice of Designation of a Longer Period for Commission ActionPDF - 172.72 KB
Response to CommentsPDF - 88.17 KB
Approval OrderPDF - 202.87 KB