Proposed Rule Change to Make Non-Substantive Technical Changes to the Supplemental Statement of Income Required to be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make non-substantive technical changes to the Supplemental Statement of Income ("SSOI") required to be filed pursuant to FINRA Rule 4524 (Supplemental FOCUS Information). 

DateTitleFormat - SizeStatus
6/26/2012Text of Proposed Rule ChangePDF - 1015.94 KB
7/2/2012Notice of Filing and Immediate EffectivenessPDF - 195.4 KB