Proposed Rule Change to Delete FINRA Rule 7640A (Late Fees)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to delete FINRA Rule 7640A (Late Fees).

DateTitleFormat - SizeStatus
9/17/2012Text of Proposed Rule ChangePDF - 55.01 KB
9/25/2012Notice of Filing and Immediate EffectivenessPDF - 195.67 KB