Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to waive certain Trade Reporting and Compliance Engine ("TRACE") late trade reporting fees specified in FINRA Rule 7730(b)(3) due to disruptions in normal business operations as a result of Hurricane Sandy.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 71.98 KB
Notice of Filing and Immediate EffectivenessPDF - 202.23 KB