SR-FINRA-2013-004

Proposed Rule Change to Delay the Implementation Date of FINRA Rule 5350 (Stop Orders)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("Commission") a proposed rule change to delay the implementation date of FINRA Rule 5350 (Stop Orders), as approved in SR-FINRA-2012-026, until March 4, 2013.

DateTitleFormat - SizeStatus
1/9/2013Text of Proposed Rule ChangePDF - 75.93 KB
1/25/2013Notice of Filing and Immediate EffectivenessPDF - 196.89 KB