SR-FINRA-2013-053

Proposed Rule Change to Update the Rules Governing the Alternative Display Facility

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update the rules governing the Alternative Display Facility (“ADF”).

DateTitleFormat - SizeStatus
12/9/2013Text of Proposed Rule ChangePDF - 237.08 KB
12/30/2013Federal Register NoticePDF - 219.3 KB
2/7/2014Approval OrderPDF - 175.86 KB