Proposed Rule Change to Amend FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2-11)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rule 6432 to require members to certify that they have and will not accept any payment or other consideration for market making from issuers and related persons.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 84.38 KB
Notice of Filing and Immediate EffectivenessPDF - 199.38 KB