Proposed Rule Change to Establish An Examination Fee for the Securities Trader Qualification Examination (Series 57)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4(c) of Schedule A to the FINRA By-Laws to establish an examination fee for the Securities Trader qualification examination (Series 57).

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 76.51 KB
Notice of Filing and Immediate Effectiveness PDF - 199.52 KB