Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update cross-references and make other non-substantive changes within FINRA rules, primarily as the result of approval of a new consolidated FINRA rule.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 77.9 KB
Notice of Filing and Immediate EffectivenessPDF - 199.31 KB