SR-FINRA-2016-009

Proposed Rule Change to Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adjust one of the thresholds required to qualify for the Media/Contra fee cap under FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees).

 

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 96.4 KB
Notice of Filing and Immediate EffectivenessPDF - 221.59 KB