SR-FINRA-2016-010

Proposed Rule Change to Adopt FINRA Rule 4554 (Alternative Trading Systems - Recording and Reporting Requirements of Order and Execution Information for NMS Stocks)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt Rule 4554 to require alternative trading systems (“ATSs”) to submit additional order information to FINRA.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 1.59 MB
Federal Register NoticePDF - 129.81 KB
Notice of Designation of a Longer Period for Commission Action PDF - 188.56 KB
Response to CommentsPDF - 327.6 KB
Approval OrderPDF - 196.79 KB