Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7730 to create a new Academic Corporate Bond TRACE Data product that would be available to institutions of higher education.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 1.16 MB
Federal Register NoticePDF - 472 KB
Extension No. 1PDF - 60.66 KB
Response to CommentsPDF - 210.14 KB
Approval OrderPDF - 204.01 KB