SR-FINRA-2016-025

Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Section 4 of Schedule A to the FINRA By-Laws to address the transition of the Regulatory Element of Continuing Education (“CE”) to the FINRA CE Online System®.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 66.1 KB
Notice of Filing and Immediate EffectivenessPDF - 200.78 KB