SR-FINRA-2016-027

Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to expand the Trade Reporting and Compliance Engine (“TRACE”) reporting rules to include most secondary market transactions in marketable U.S. Treasury securities.  Under the proposed rule change, transaction information in these securities would not be disseminated to the public.

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 375.38 KB
Federal Register NoticePDF - 253.25 KB
Extension No. 1PDF - 60.3 KB
Response to CommentsPDF - 735.63 KB
Amendment No. 1 to Proposed Rule ChangePDF - 64.29 KB
Approval OrderPDF - 248.8 KB