SR-FINRA-2016-028

Proposed Rule Change to Clarify the Operation of the Regulation NMS Plan to Address Extraordinary Market Volatility

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to clarify the operation of the Regulation NMS Plan to Address Extraordinary Volatility (“Plan”) following a Trading Pause or Regulatory Halt in a security subject to the Plan.  

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 87.27 KB
Notice of Filing and Immediate Effectiveness PDF - 197.68 KB