SR-FINRA-2017-016

Proposed Rule Change to Amend FINRA Rule 7620A to Eliminate the No/Was Corrective Transaction Charge

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 7620A to eliminate the “No/Was” corrective transaction charge from the fee schedule for members that use the FINRA/Nasdaq Trade Reporting Facility (the “FINRA/Nasdaq TRF”) in light of the elimination of No/Was functionality. 

TitleFormat - SizeStatus
Text of the Proposed Rule ChangePDF - 109.15 KB
Notice of Filing and Immediate Effectiveness PDF - 227.29 KB