Proposed Rule Change to Amend FINRA Rule 6433 to Adopt the OTC Quotation Tier Pilot as Permanent
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) to adopt as permanent the minimum quotation sizes for OTC equity securities currently operating on a pilot basis, scheduled to expire on June 7, 2018.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 11.18 MB|
|Federal Register Notice||PDF - 241.66 KB|
|Notice of Designation of a Longer Period for Commission Action||PDF - 203.5 KB|
|Response to Comments||PDF - 64.97 KB|
|Approval Order||PDF - 250.55 KB|