Proposed Rule Relating to Research Reports Approved by NYSE Supervisory Analysts

NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to permit the approval of research reports by a supervisory analyst of the New York Stock Exchange to satisfy NASD requirements that research reports be approved by a registered principal.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 37.26 KB
Amendment No. 1 to Proposed Rule ChangePDF - 38.53 KB
Federal Register NoticePDF - 18.3 KB
Approval OrderPDF - 20.73 KB