Supervision of Correspondence

NASDR has filed with the SEC a proposed rule change to National Association of Securities Dealers, Inc. Rules 3010 and 3110 to implement the effective date of recently-approved amendments to these rules. The amendments allow firms to develop flexible procedure for the review of correspondence with the public.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 41.5 KB
Approval OrderPDF - 27.64 KB