SR-NASD-1998-032

Proposed Rule Excluding Research Reports from Filing Requirements

NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to exclude independently-prepared research reports from the filing requirements of Rule 2210.

DateTitleFormat - SizeStatus
4/9/1998Text of Proposed Rule ChangePDF - 40.31 KB
5/13/1998Amendment No. 1PDF - 70.67 KB
6/15/1998Federal Register NoticePDF - 18.95 KB
8/28/1998Extension No. 1PDF - 28.12 KB
12/17/1998Extension No. 2PDF - 32.09 KB
4/19/1999Response to CommentsPDF - 13.39 KB
7/19/1999Amendment No. 2 to Proposed Rule ChangePDF - 15.54 KB
11/9/1999Amendment No. 3 to Proposed Rule ChangePDF - 8.6 KB
1/21/2000Approval OrderPDF - 129.88 KB