Extension of Application Deadline Series 55 Examination, Equity Trader

NASDR has filed with the SEC a proposed rule change to amend Rule 1032(f) of the NASD to change the date by which registered representatives who currently trade equity securities in the Nasdaq Stock Market (Nasdaq) and/or over-the-counter must apply for Equity Trader registration.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 34.41 KB
Approval OrderPDF - 27.35 KB