Technical Corrections to Delegation Plan and IM-1000-4

NASDR has filed with the SEC a proposed rule change to NASD Interpretive Material 1000-4 to make a technical correction and an amendment to the Plan of Allocation and Delegation of Functions by NASD to Subsidiaries ("Delegation Plan") to clarify NASD Regulation's authority to inspect the books and records of The Nasdaq Stock Market, Inc.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 24.95 KB
Approval OrderPDF - 25.96 KB