Change of Effective Date for SR-NASD-98-29-Amendments Relating to Standards for Individual Correspondence

NASDR has filed with the SEC a proposed rule change to change the effective date of SR-NASD 98-29, which amended Rule 2210 of the Conduct Rules of the NASD to require that written or electronic communications prepared for a single customer be subject to the general standards and those specific standards of Rule 2210 that prohibit misleading statements.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 15.65 KB
Approval OrderPDF - 11.17 KB