Amendment to Time Period for Filing Information Requests in Arbitration

NASDR has filed with the SEC a proposed rule change to amend Rule 10321 of the NASD to modify the earliest date to file document and information requests in arbitration proceedings from 20 business days to 45 calendar days after service of the Statement of Claim or upon filing of the Answer, whichever is earlier.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 25.25 KB
Approval OrderPDF - 18.35 KB