SR-NASD-1999-005

Amendments to Rule 2520 (Margin Rules) Relating to Margin for Exempted Borrowers, Good Faith Accounts, Joint Back Office Arrangements and Options Transactions

NASDR has filed with the SEC a proposed rule change to amend Rule 2520 of the Rules of the NASD relating to margin for exempted borrowers, good faith accounts, joint back office arrangements and options transactions.

DateTitleFormat - SizeStatus
1/19/1998Text of Proposed Rule ChangePDF - 237.46 KB
1/9/2000Extension No. 4PDF - 2.8 KB
8/11/1999Extension No. 5PDF - 2.86 KB
8/11/1999Federal Register NoticePDF - 50.23 KB
6/7/2000Approval OrderPDF - 135.14 KB
6/1/1999Amendment No. 1 to Proposed Rule ChangePDF - 10.52 KB
7/7/1999Amendment No. 2 to Proposed Rule ChangePDF - 3.17 KB
7/15/1999Amendment No. 3 to Proposed Rule ChangePDF - 6.2 KB
10/7/1999Amendment No. 4 to Proposed Rule ChangePDF - 3.99 KB
4/10/2000Amendment No. 5 to Proposed Rule ChangePDF - 13.67 KB
9/13/1999Extension LetterPDF - 2.64 KB
10/14/1999Extension No. 2PDF - 2.8 KB
11/18/1999Third Extension LetterPDF - 2.8 KB