SR-NASD-1999-007

Development of a Discovery Guide

NASDR has filed with the SEC a proposed Discovery Guide for use in NASD arbitration proceedings to improve the discovery process in NASD-sponsored securities arbitrations.

TitleFormat - SizeStatus
ViewPDF - 181.99 KB
Amendment No. 1 to Proposed Rule ChangePDF - 106.96 KB
Amendment No. 2 to Proposed Rule ChangePDF - 120.32 KB
Federal Register NoticePDF - 64.28 KB
Extension LetterPDF - 2.41 KB
Extension No. 2PDF - 3.12 KB
Third Extension LetterPDF - 2.46 KB
Approval OrderPDF - 54.26 KB