Amendments to Code of Arbitration Procedure Relating to the Arbitration Process for Claims of Employment Discrimination

NASDR has filed with the SEC a proposed rule change to amend Rules 10201 and 10202, and to add new Rule 3080 and new Rule Series 10210 of the NASD to enhance the dispute resolution process for the handling of employment discrimination disputes, and to expand disclosure to employees concerning the arbitration of all disputes.

TitleFormat - SizeStatus
Text of Proposed Rule Change, as AmendedPDF - 70.08 KB
Extension LetterPDF - 2.8 KB
Extension No. 2PDF - 8.52 KB
Federal Register NoticePDF - 61.94 KB
Approval OrderPDF - 44.38 KB