SR-NASD-1999-015

Suspension of NAC Call for Review of Membership Decisions

NASDR has filed with the SEC a proposed rule change to NASD Rule 1015, which eliminates procedures for members of the National Adjudicatory Council to call for review membership decisions until June 1, 1999.

DateTitleFormat - SizeStatus
3/18/1999Text of Proposed Rule ChangePDF - 60.75 KB
4/16/1999Amendment No. 1 to Proposed Rule ChangePDF - 2.75 KB
10/18/1999Amendment No. 2 to Proposed Rule ChangePDF - 4.95 KB
4/26/1999Federal Register NoticePDF - 27.33 KB
11/8/1999Approval OrderPDF - 21.93 KB