Amendments to IM-10100 to Facilitate Use of Non-SRO Arbitration Forums

NASDR has filed with the SEC a proposed rule change that was effective on filing, to amend the Code of Arbitration Procedure to facilitate use of dispute resolution programs offered by providers other than self-regulatory organizations. The change became operative on May 17, 1999.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 38.04 KB
Approval OrderPDF - 27.44 KB