Amendment To Associated Person Definition

NASDR has filed with the SEC a proposed rule change to amend the definition of "person associated with a member" in the By-Laws of the NASD, NASD Regulation, Inc. (“NASD Regulation”) and The Nasdaq Stock Market, Inc. (“Nasdaq”).

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 602.68 KB
Federal Register NoticePDF - 24.96 KB
Approval OrderPDF - 19.72 KB