Amendment To Associated Person Definition

NASDR has filed with the SEC a proposed rule change to amend the definition of "person associated with a member" in the By-Laws of the NASD, NASD Regulation, Inc. (“NASD Regulation”) and The Nasdaq Stock Market, Inc. (“Nasdaq”).

DateTitleFormat - SizeStatus
7/30/1999Text of Proposed Rule ChangePDF - 602.68 KB
7/30/1999Federal Register NoticePDF - 24.96 KB
7/30/1999Approval OrderPDF - 19.72 KB