Proposed Rule Change Relating to Performance Fee Arrangements

NASDR has filed with the SEC a proposed rule change to amend Rule 2330(f)(2) of the NASD in order to make it consistent with recent amendments by the SEC to Rule 205-3 of the Investment Advisers Act of 1940 ("Rule 205-3").

DateTitleFormat - SizeStatus
9/1/1999Text of Proposed Rule ChangePDF - 27.92 KB
7/21/2000Federal Register NoticePDF - 125.53 KB
1/30/2001Amendment No. 1 to Proposed Rule ChangePDF - 9.7 KB
2/26/2001Approval OrderPDF - 38.28 KB