Extension of Effectiveness of Pilot Injunctive Relief Rule

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed a proposed rule change to Rule 10335 the Code of Arbitration Procedure of the National Association of Securities Dealers, Inc. to extend the effectiveness of the rule for one year, pending Commission action on a rule filing to amend the rule and make it a permanent part of the Code.

TitleFormat - SizeStatus
Text of Proposed Rule ChangePDF - 21.94 KB
Amendment No. 1 to Proposed Rule ChangePDF - 13.25 KB
Approval OrderPDF - 121.17 KB