Exemption from the Corporate Financing Rule for Interval Funds

The NASD, through its wholly-owned subsidiary NASD Regulation, Inc., is filing with the SEC proposed rule changes to Rules 2710 and 2830 of the Conduct Rules of the Association.

DateTitleFormat - SizeStatus
12/17/1999Text of Proposed Rule ChangePDF - 69 KB
2/28/2000Amendment No. 1 to Proposed Rule ChangePDF - 55.92 KB
3/16/2000Amendment No. 2 to Proposed Rule ChangePDF - 15.8 KB
4/7/2000Federal Register NoticePDF - 126.04 KB
5/15/2000Response to CommentsPDF - 10.59 KB
6/27/2000Approval OrderPDF - 127.07 KB